-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SQ5TMNW+6RWoYCLsgOyEbWKwjOHPW52OOTCdgSFQs3hbxjkatVcaRg1G4hsPlTl5 MrDM73l9JdS35cQe/cT+fw== 0000950129-00-000516.txt : 20000214 0000950129-00-000516.hdr.sgml : 20000214 ACCESSION NUMBER: 0000950129-00-000516 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROSPERITY BANCSHARES INC CENTRAL INDEX KEY: 0001068851 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 742331986 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55199 FILM NUMBER: 533145 BUSINESS ADDRESS: STREET 1: 3040 POST OAK BLVD SUITE 150 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7139930002 MAIL ADDRESS: STREET 1: 3040 POST OAK BLVD SUITE 150 CITY: HOUSTON STATE: TX ZIP: 77056 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZALMAN DAVID CENTRAL INDEX KEY: 0001077785 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 316 E CALHOUN CITY: EL CAMPO STATE: TX ZIP: 77437 MAIL ADDRESS: STREET 1: 316 E CALHOUN CITY: EL CAMPO STATE: TX ZIP: 77437 SC 13G/A 1 DAVID ZALMAN FOR PROSPERITY BANCSHARES, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Prosperity Bancshares, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock $1.00 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 743606 10 5 ------------------------------------------------ (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - --------------------------------------- ------------------------------- CUSIP NO. 743606 10 5 13G Page 2 of 5 Pages - --------------------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DAVID ZALMAN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] NONE (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 412,434 ------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY ------------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON 412,434 WITH ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 412,434 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.9% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 2 of 5 3 ITEM 1(a) Name of issuer: The name of the issuer is Prosperity Bancshares, Inc. ("Bancshares"). ITEM 1(b) Address of issuer's principal executive offices: 3040 Post Oak Boulevard, Houston, Texas 77056 ITEM 2(a) Name of person filing: The reporting person is David Zalman. ITEM 2(b) Address or principal business office or, if none, residence: The address of David Zalman is 1301 N. Mechanic, El Campo, Texas 77437. ITEM 2(c) Citizenship: David Zalman is a citizen of the United States of America. ITEM 2(d) Title of class of securities: The class of securities of Bancshares owned beneficially by David Zalman is common stock, $1.00 par value (the "Common Stock"). ITEM 2(e) CUSIP Number: 743606 10 5 ITEM 3 Not applicable ITEM 4. OWNERSHIP. (a) Amount of securities beneficially owned: 412,434 shares of Common Stock. Such amount includes 6,400 shares held of record by Mr. Zalman as custodian for his minor children and 45,400 shares deemed to be beneficially owned by Mr. Zalman by virtue of his option to acquire such shares within 60 days pursuant to an Amended and Restated Incentive Stock Option Agreement between him and Bancshares. (b) Percent of class: 7.9%. Page 3 of 5 4 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 412,434 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 412,434 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. Not applicable ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable Page 4 of 5 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 2000 ------------------------------------------- (Date) /s/ David Zalman ------------------------------------------- (Signature) David Zalman ------------------------------------------- (Name/Title) Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----